Regulatory Compliance Consultant CII
Required skills
- regulatory compliance
- banking
- financial institutions
- lending
- regulatory compliance audits
- risk assessment
- remediation
- monitoring
- interpretation
- change management
Nice to have
- finance
- accounting
- business
- consumer compliance regulations
Role summary
Wipfli is seeking a Regulatory Compliance Consultant II who can work in person, remote, or hybrid in the La Crosse, WI area, with about 20% travel. This role involves providing proactive consultation on regulatory compliance risk assessment, remediation, monitoring, research, interpretation, change management, education, and reporting. The consultant will assist financial services clients in developing and strengthening their compliance management systems, identifying regulatory gaps and risks, and presenting findings to various stakeholders. Responsibilities also include conducting routine regulatory compliance testing for federal consumer compliance regulations. A Bachelor's degree or equivalent experience, 3+ years of regulatory compliance experience in banking or financial institutions, and experience with regulatory compliance audits and lending are required.
Overview
At Wipfli, people count.
At Wipfli, our people are core to everything we do—the catalyst behind our ability to create exceptional impact and extraordinary results.
We believe in flexibility. We focus on relationships. We encourage each individual to follow their own path.
People truly matter and they feel it. For those looking to make a difference and find a professional home, Wipfli offers a career-defining opportunity.
The Regulatory Compliance Consultant II can work in person, remote, or in a hybrid environment in the La Crosse, WI area. About 20% travel to client locations within the U.S. is required.
Responsibilities
Responsibilities:
- Provide pro-active and on-going consultation regarding regulatory compliance risk assessment, remediation, monitoring, research, interpretation, change management, education, and board and management reporting
- Utilize consultative approach to assist financial services clients to develop and strengthen their compliance management system
- Provide compliance expertise and potential solutions to identifying regulatory gaps and associated risks
- Present information in a concise and effective manner to the board of directors, audit or supervisory committee, management, and business lines
- Conduct routine regulatory compliance testing for federal consumer compliance regulations
Knowledge, Skills and Abilities
Qualifications:
- Bachelor’s degree in finance, accounting, business, or related degree OR equivalent years of experience in addition to the required years of experience
- 3+ years of regulatory compliance experience in banking or financial institutions
- Experience in creating, executing, and documenting regulatory compliance audits
- Knowledge and experience in lending
- Excellent oral, written communication and presentation skills; able to communicate effectively with both technical and business partners as well as executive management
- Strong analytical skills with high attention to detail and accuracy
- Ability to manage multiple responsibilities and prioritize in a high volume, high paced dynamic environment
- About 20% travel to client locations within the U.S. is required
Carly Seidl, from our recruiting team, will be guiding you through this process. Visit her LinkedIn page to connect!
#LI-hybrid #LI-CS1
Additional Details
Additional Details:
Wipfli is an equal opportunity/affirmative action employer. All candidates will receive consideration for employment without regards to race, creed, color, religion, national origin, sex, age, marital status, sexual orientation, gender identify, veteran status, disability, or any other characteristics protected by federal, state, or local laws.
Wipfli is committed to providing reasonable accommodations for people with disabilities. If you require a reasonable accommodation to complete an application, interview, or participate in our recruiting process, please send us an email at hr@wipfli.com.
